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I've recently been reading Alan Wertheimer's Consent to Sexual Relations (2003), which is mostly a work on ethical philosophy, but also discusses statute law and case law at length. I'm particularly interested in the American case law around situations where someone is accused of rape (or a similar offense, like sexual assault) against a victim who was voluntarily and knowingly alcohol-intoxicated (i.e., they weren't forced or deceived into getting drunk), but conscious and at least nominally responsive at the time of the sex, and there's no claim of additional coercion, force, an illegal age gap, illegal abuse of authority, etc. The victim's claim is then that the defendant illegally took advantage of the victim's alcohol-reduced capacity for judgment and communication.

Is it at all common for someone to be charged in a case like this, and do prosecutors have a realistic chance of getting a conviction? Would a victim who complained to the police or the DA about this basically get little more than a sympathetic pat on the head?

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    This question has been closed as a duplicate of "Man and woman get drunk and have sex; does this make any of them a rapist?". I don't think this question is a duplicate of that question, because (a) I'm asking for case law, (b) I don't require the defendant to be intoxicated, and (c) I'm asking about the US, not Canada. Commented Aug 25 at 15:48
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    In 1950 or 2024? It’s your fault because you were drunk or wearing a short skirt or alone at night have not changed rape to not-rape in a long time. Commented Aug 25 at 17:16
  • @GeorgeWhite Either is interesting, but I guess newer cases seem more relevant. Commented Aug 25 at 18:02
  • Why would the voluntary nature of the intoxication have a bearing on anything?
    – phoog
    Commented Aug 26 at 11:54
  • @phoog According to Wertheimer (p. 18), "For the most part… it is not illegal to have sexual relations with a woman whose judgment is distorted by self-induced intoxication." Even where statutes fail to make this kind of distinction, I suspect that juries will be much less sympathetic to a defendant who managed to get the victim drunk on the sly. Commented Aug 26 at 16:32

2 Answers 2

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The voluntariness of the intoxication is a red herring. It plays zero role in the analysis of sexual assault. What matters is:

  • whether there was sexual touching;
  • whether the complainant had the capacity to consent;
  • whether the complainant in fact consented;
  • whether the accused took reasonable steps to ascertain consent; and
  • whether the accused had an honest belief that the complainant had communicated consent.

The elements of sexual assault

To prove an offence, the Crown (prosecution) must establish both the actus reus and mens rea of the offence.

The actus reus of sexual assault is that:

  • there is sexual touching;
  • there is no consent to that specific sexual touching in the mind of the complainant.

"Complainant" simply means the "victim of the alleged offence" (Criminal Code, s. 2).

Criminal Code, s. 273.1:

Subject to subsection (2) and subsection 265(3), consent means, for the purposes of sections 271, 272 and 273, the voluntary agreement of the complainant to engage in the sexual activity in question.

Consent for the purpose of sexual assault is only the subjective consent by the complainant. "For the purposes of the actus reus 'consent' means that the complainant in her mind wanted the sexual touching to take place" (R. v. Ewanchuk, [1999] 1 SCR 330).

"The mens rea is the intention to touch, knowing of, or being reckless of or wilfully blind to, a lack of consent, either by words or actions, from the person being touched" (R. v. Ewanchuk, [1999] 1 S.C.R. 330).

Intoxication of the complainant — effect on capacity to consent

It is not the case that any degree of intoxication precludes consent. See R. v. G.F., 2021 SCC 20, para. 84. However, intoxication can reach the level that removes a person's capacity to consent. Capacity to consent is a precondition to consent: no capacity; no consent. Capacity is a question of fact and requires that the person "have an operating mind capable of understanding each element of the sexual activity in question" (R. v. G.F., 2021 SCC 20, para. 55). To have the capacity to consent, the complainant must be capable of understanding four things (para. 57):

  1. the physical act;

  2. that the act is sexual in nature;

  3. the specific identity of the complainant’s partner or partners; and

  4. that they have the choice to refuse to participate in the sexual activity.

It is not true that "a women who is intoxicated cannot give her legal consent for sex" (see R. v. G.F., 2021 SCC 20, para. 84: "equating any degree of intoxication with incapacity would be wrong in law").

Example of having a reasonable doubt as to non-capacity

See R. v. Le Goff, 2022 ONSC 609 for an example where the Crown failed to prove that the complainant lacked the capacity to consent. The judge accepted that the complainant was intoxicated and that she had nearly no memory of what happened. The judge noted evidence that the complainant had appeared "intoxicated but functional... she did not lose motor control, slur her speech, or pass out." The judge noted evidence that later in the evening, the complainant was asleep on a bed, and that her friends were unable to get her up. One witness thought the complainant was "too drunk to be roused." However, even with this evidence, the judge was left with a reasonable doubt as to whether the complainant lacked the capacity to consent to sexual activity. There was the reasonable possibility that she continued to have an operating mind despite her intoxication and lack of memory."

Defence of "honest but mistaken belief in communicated consent"

Even if a judge finds that a complainant lacked the capacity to consent, there may be a defence available to the accused if they held an honest but mistaken belief that the complainant communicated consent. In order for this defence to be available, however, the accused must have taken reasonable steps to ascertain whether the complainant was consenting. Another Q&A answers what can and cannot constitute reasonable steps. In the context of an intoxicated complainant, the threshold for satisfying the reasonable steps requirement will be elevated, especially where the complainant may not even have the capacity to consent.

"Is it at all common...?"

The question of capacity in the context of an intoxicated complainant is a frequent issue in sexual assault charges. See this search in a database of reported decisions from Canada. This does not even include those many unreported decisions from provincial courts, guilty pleas, and other dispositions of charges that don't result in published reasons.

Prosecutorial discretion

We cannot know how prosecutors would deal with any given complaint. Charging decisions are discretionary. The guidelines depend on the province. But generally, to bring a charge, Crown counsel must believe there is a substantial likelihood of conviction (in B.C.) (or reasonable prospect of conviction in Ontario) and that the public interest requires a prosecution.

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  • A great overview. R. v. Le Goff reminds me of the 1996 case of Adam Lack in Rhode Island. That ended in him suing the university rather than criminal charges against him. Commented Aug 26 at 16:56
  • I'm relatively certain that sexual assault cases have there alcohol levels checked at the hospital. Most jurisdiction also have legal definition of intoxicated. So for at least some cases the lack of consent due to alcohol consumption can be proven.
    – Neil Meyer
    Commented Aug 27 at 16:49
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    Also relevant to this question is R v JA, 2011 SCC 28, where the Supreme Court ruled that sexual consent given in advance of incapacitation/intoxication is not valid.
    – Purple P
    Commented Aug 29 at 6:28
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Yes and yes and no, respectively

An intoxicated person is incapable of consenting to sex. It doesn’t matter how they became intoxicated. Crimes Act 1900 s61HJ:

61HJ Circumstances in which there is no consent

(1) A person does not consent to a sexual activity if—

(c) the person is so affected by alcohol or another drug as to be incapable of consenting to the sexual activity, or

There are prosecutions, there are convictions, and the police take such allegations very seriously.

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    Nit-pick: "the person is so affected… as to be incapable of consenting" is a much higher bar than "An intoxicated person is incapable of consenting". Commented Aug 26 at 16:58
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    The harder cases are where someone has reduced capacity but is not incapable of consenting.
    – ohwilleke
    Commented Aug 26 at 21:42

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