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My parents have asked me to trade for them and they offered me a fraction of any profit. My plan is to set up a limited trade agreement and then manage the account's trades.

Before doing so, I want make sure that I will not be in violation of any regulations. Based on my research, I would not need a Series 7 license. Because this is for immediate family, would I also be exempt from registering as an IAR?

All parties and trading accounts are in the US.

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  • Please indicate for which country you are asking about.
    – A. K.
    Sep 3 '18 at 23:31

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