As I understand it, when you hold shares of a publicly traded company (or ETF) via a broker, the broker is obligated to forward you the relevant investor information from the company (e.g. annual report, share voting documents, and more). I've seen this done in both snail-mail and electronic form.

My question is: What specific laws and/or regulations in Canada talk about the broker's obligation to forward this information? (If the answer is province-specific, I'd appreciate an answer for Ontario.)

Your Answer

By clicking “Post Your Answer”, you agree to our terms of service, privacy policy and cookie policy

Browse other questions tagged or ask your own question.